What Our Clients Receive

You Will Receive One or More of the Following as Part of Our Ongoing Service and Educational Commitment To You:


Action Strategy Checklist

This is a step-by-step list of uncomplicated actions required to implement your plan and make any necessary course corrections. It’s designed to help you stay focused on making progress toward your goals.

Estate Plan Review

The objective here is to establish a plan for your money to last for multiple generations, as well as create a structure that brings your heirs closer together after you’re gone. This is included in our asset management fee. Any resulting legal work may be referred to an estate planning attorney.

Financial Coaching

This is the plain-language approach we use to help you reach your financial goals. It may include proactive financial goal-setting, plan development and/or implementation of your own financial intentions.

Goal Assessment

We’ll help you prioritize your short-term and long-term goals.

Investment Management

This is where we provide day-to-day management of all your assets, according to your goals. Portfolios are designed to potentially deliver growth, income or a combination of the two, while staying within your desired level of risk. Investment portfolios are managed by me or through a number of third-party professional money managers.

Liability Management

It is our goal to establish and maintain adequate cash reserves for you. This may involve establishing a liability elimination program during our discussions.

Portfolio Review

We run an asset allocation analysis, then discuss your holdings in depth to make sure you are still on target to achieve your goals and that your risk vs. safety tolerance matches your investments. The Annual Portfolio Review is also designed to help identify major threats to your financial plan, provide a review of alternatives, as needed, and a cost/benefit analysis. Asset allocation does not ensure a profit or guarantee against loss; it is a method used to help manage risk.

Progress Reports

Every four months, you’ll receive a simple report that shows, in uncomplicated language, what tangible progress is being made toward the financial goals you’ve established.

Retirement Analysis: Update

We’ll review your comprehensive, lifetime written retirement plan and revise it when necessary. You’ll have a step-by-step list of clear, uncomplicated actions you can take to help you optimize the likelihood of achieving your goals and make any necessary course corrections. Events that may trigger the need for an update include:
  • a death in the family
  • divorce
  • illness
  • retirement
  • job changes
  • any change in responsibility

Social Security Timing

With so much at stake, when and how to elect Social Security may be the most important decision you make in retirement.
Let us help you with an analysis to determine the best time to maximize your benefit. 


Client Appreciation Event

Purely FUN! This is one of the ways we like to say “thank you.” It’s an opportunity to get everyone together in a pleasant, relaxing environment and just enjoy food and fellowship. If you’re interested, you may be asked to be part of the planning committee.

Client Seminars

These informative meetings provide the opportunity to attend a presentation on a variety of timely topics, and discuss issues of importance with advisors and other clients in a group setting.

Client Group Meetings

Informative and fun, these quarterly meetings provide opportunities to discuss important issues in a group setting.


Phone, email, regular mail or in person – we want to communicate with you at least once a quarter, depending on your needs. Our communications may be about updates, changes in your investments or simply to share interesting information with you. You’ll receive comprehensive reporting, including quarterly performance reports and statements. When you call our office, we promise to return your call within 24 hours — if not sooner.

E-mail Updates – News you can use

If you desire, we can send you e-mail updates with market commentary, economic and company news, educational articles or other relevant, timely information.

Income Tax Planning and Preparation Referral

If you’re interested, we can provide tax return preparation, projections and advice through our tax attorney/CPA affiliates.


We’ll keep you informed with market commentary, economic and company news, and educational articles.
*Securities offered through Sigma Financial Corporation; Member FINRA/SIPC. Investment advisory services offered through Sigma Corporation, a registered investment advisor.

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